Investment Banking Introduction Corporate Finance Acquisitions, mergers and financial consultancy Others Equity Sales Asset Management Direct Investment Investment Banking   Corporate Finance   As a kernel business of CCB International, corporate finance is principally intended for mature business clients to facilitate their listing and fund-raising on the international capital market, by providing related consultation and serving as their sponsor, financial advisor and/or securities underwriter in the process. Detailed services include:   IPO sponsorship and underwriting arrangements CCB International Capital serves as the sponsor for enterprises to be listed on HKEx and sells related shares as the lead underwriter. Since 2005, CCB International Capital has successfully sponsored two companies to be listed on the HKEx Main Board. Company name: China Construction Bank Corporation Listing date: October 27, 2005 Funds raised: HK$ 71.6 billion Role of CCB International Capital: Joint global coordinator, joint sponsor and joint book runner   Company name: Xiwang Sugar Holdings Company Limited Listing date: December 9, 2005 Funds raised: HK$ 605 million Role of CCB International Capital: Global coordinator, book runner, lead manager and joint sponsor   Securities underwriting and placement CCB International Capital also participates actively in the financing of Hong Kong's primary market. As a underwriter, it sells listed securities sponsored by other investment banks. And as a placing agent/underwriter, it provides equity and debt financing for listed enterprises in the secondary market, including market placement, introduction of institutional investors, rights issue, etc. With our strong underwriting and sales network, CCB International Capital has served as a underwriter or placing agent for 27 Hong Kong listed companies since 2004, including in the follow projects: Primary market (IPO’s underwriting) Year Company name Our role Funds raised 2004 China Mengniu Dairy Company Limited Co-manager for public offering HK$ 1.58 billion Li Ning Company Limited Co-manager for public offering HK$ 609 million Luen Thai Holdings Limited Co-manager for public offering HK$ 676 million Kam Hing International Holdings Limited Co-manager for public offering and placement HK$ 202 million China Force Oil & Grains Industrial Holdings Co., Ltd. Co-manager for public offering and placement HK$ 295 million Fu Ji Food and Catering Services Holdings Limited Co-manager for public offering and placement HK$ 356 million 2005 One Media Group Limited Co-manager for public offering and placement HK$ 120 million China Construction Bank Corporation Joint global coordinator and joint book runner HK$ 71.6 billion Xiwang Sugar Holdings Company Limited Global coordinator, book runner and lead manager HK$ 605 million 2006 Lingbao Gold Company Limited Co-manager for public offering HK$ 990 million Modern Beauty Salon Holdings Limited Co-manager for placement HK$ 180 million Shanghai Prime Machinery Co., Ltd. Co-manager for public offering HK$ 883 million Dalian Port (PDA) Company Limited Co-manager for public offering HK$ 2.49 billion Shimao Property Holdings Limited Co-manager for public offering and placement HK$ 4.28 billion Beijing Jingkelong Company Limited Co-manager for public offering and placement HK$ 594 million Lee Kee Holdings Limited Co-manager for public offering and placement HK$ 614 million China Communications Services Corporation Limited Co-lead manager for public offering HK$ 2.84 billion China Transportation Construction Co., Ltd. Co-lead manager for placement HK$ 15.5 billion China Coal Energy Company Limited Co-manager for public offering HK$ 13.15 billion 2007 China Huiyuan Juice Group Limited Co-manager for public offering HK$ 2.76 billion Intime Department Store (Group) Co., Ltd. Co-lead manager for placement HK$ 2.789 billion China CITIC Bank Corporation Limited Co-lead manager for public offering and placement HK$ 32.92 billion Capxon International Electronic Company Limited Underwriter for public offering and placement HK$ 196 million Ta Yang Group Holdings Limited Co-manager for public offering and placement HK$ 700 million Tianneng Power International Limited Co-manager for public offering and placement HK$ 576 million Secondary market (placement and underwriting) September 2005 China Netcom Group Corporation (HK) Limited Placing agent HK$ 160 million March 2007 Proactive Technology Holdings Limited Placing agent HK$ 390 million June 2007 Proactive Technology Holdings Limited Placing agent HK$ 647 million