| Trade-Related Services |
| Commission |
Minimum charge $100 |
| Stamp Duty |
$1 per $1,000 of transaction amount, value rounded up to the nearest dollar (collected for HKSAR Government) |
| Transaction Levy |
0.004% of transaction amount (collected for the SFC) |
| Trading Fee |
0.005% of transaction amount (collected for the SEHK) |
| CCASS Settlement Fee |
Free of charge |
| |
| Scrip Handling and Settlement-Related Services |
| Settlement Instruction "SI" for Share Deposit via CCASS |
Free of charge |
| Investor Settlement Instruction "ISI" for Share Deposit via CCASS |
Free of charge |
| Settlement Instruction "SI" for Share Withdrawal via CCASS |
$100 per transaction |
| Investor Settlement Instruction "ISI" for Share Withdrawal via CCASS |
$100 per transaction |
| Physical Scrip Deposit |
Free of charge |
| Physical Scrip Withdrawal |
$3.5 per board lot (min $50 per stock) |
| Transfer Deed Stamp Duty |
$5 per transfer deed (collected for HKSAR Government) |
| Compulsory Share Buy-back |
Free of charge |
| |
| Account Maintenance |
| Custody Fee |
$0.012 per board lot per month |
| Dormant Account Fee |
Free of charge |
| Stock Segregated Account (with CCASS Statement) Service |
$500 per annum |
| |
| Nominee Services and Corporate Actions |
| Cash Dividend Collection / Dividend Collection on Scrip Option |
0.12% of cash dividend amount (min $20, max $10,000) |
| Distribution of Bonus Shares |
Free of charge |
| Share Registration and Transfer Fee |
Share registration and transfer fee $1.5 per board lot;
Physical scrip registration and transfer fee $2.5 per board lot (min $100 per stock) |
| Bonus Warrants / Rights Issue |
Free of charge |
| Rights Subscriptions, Warrants Conversions or Preferential Offers |
$0.8 per board lot, (max: $10,000 per stock); plus $50 for per stock |
| Cash Offer, Open Offers |
$0.8 per board lot, (max: $10,000 per stock); plus $50 for per stock |
| Share Split / Consolidation |
Free of charge |
| Handling Fee For Voting Instruction (e.g., AGM, EGM/SGM, etc.) |
Free of charge |
| Claim For Unclaimed Benefit Entitlements |
$500 per claim plus counterparty charges |
| IPO Application Fee |
$100 per application |
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| Financing and Other Charges |
| Annual Interest Rate of Late Settlement For Trade (For Custody Account) |
China Construction Bank Corporation Hong Kong Branch HKD Prime rate + 5% p.a. |
| Returned Cheque |
$100 for each HKD returned cheque |
| Same Day Value HKD Local Transfer (CHATS) |
$150 per transaction |
| Same Day Value HKD Overseas Transfer (TT) |
$200 per item plus correspondent bank’s charges |
| Audit/Account Confirmation Fee |
Free of charge |
| Re-issue Monthly Statement |
Within 3 months: Free
For past 3 months - 1 year: $50 per statement For past 1 - 3 years: $100 per statement For past 3 - 6 years: $500 per statement |
| Asset Confirmation or Other Ad – hoc Service Request |
$500 plus out-of-pocket expenses |